Meridian Legal Search & Meridian Legal Temps, Inc.

Corporate Counsel, Major Funds Co., NYC JOB ID: CCF606 Global Asset Management Company seeks a Corporate Counsel with 3+ years of experience. Support the organization’s North American institutional investment management businesses. Our extremely prestigious client has $very high AUM, with a range of products that include separate accounts, mutual funds, exchange traded funds and other pooled investment vehicles.... Very competitive compensation. Your Year End Bonus: Don’t lose it: client will consider a delayed start in Jan. or Feb. Position: Support our client’s North American institutional investment management businesses, providing legal advice and consultation, focusing on a variety of legal issues relating to investment vehicles and asset management services. Drafting and negotiating investment management agreements, guidelines and other agreements with clients, financial institutions, consultants, plan fiduciaries and investment advisers. Managing a variety of projects and relationships with various legal and compliance colleagues and internal business clients throughout the firm. Researching and advising on contractual, securities law, banking law, trading and portfolio management issues; updating disclosure documents. Requirements: JD and 3+ years of major law firm or in-house legal experience leading financial service organization. Experience with the U.S. Federal securities laws such as the Investment Advisers Act, the Investment Company Act of 1940, or general U.S. corporate law. Some experience with negotiating investment management or similar agreements with institutional investors. Familiarity with ERISA’s prohibited transaction rules a plus. Resumes in confidence to: jberger[at]meridianlegal.com

New Derivatives opportunity! Boutique NYC global investment company with a financially strong parent seeks an attorney with a minimum of 4+ years of derivatives and credit + finance experience. Position is 50% derivatives and 50% credit and finance. Work on complex investment & financings. Be part of 4 attorney group. Generous compensation and excellent benefits. 401k match. Relocation assistance. Resumes in confidence to: [email protected], JOB ID: DRV101

Large NYC financial institution seeks attorney with min 6+ years of experience negotiating ISDAs in connection with complex financings. Not a derivatives docs job. Negotiating non-vanilla ISDAs in connection with complex financial transactions a plus. Working knowledge of the regulatory changes, like new margin rules, also preferred. Salary to $200K + small Bonus. Hours usually 8:30-6:30. Resumes to [email protected], Job# ISDA909.

Compliance Associate, California-Paid Relocation: Prestigious investment management organization in Southern California seeks a Compliance Associate with 5+ years of Broker Dealer and Marketing Compliance experience and Series 7 & 24. Hands-on position in compliance within an organization of approximately 600 employees. Competitive compensation (high end) Base, Bonus, Generous Benefits. Relocation and interview travel expenses paid by our quality client. Resumes to: [email protected]; JOB #: BDCL505

New compliance opportunity! Global investment management firm seeks Marketing and Broker Dealer Compliance professional: Marketing materials for mutual funds, managed accounts, 529 plans and closed-end funds. NYC location. 3+ years legal/compliance experience with a broker-dealer or IA, Series 7, 24 and 63, strongly preferred; JD a plus, not required. Resumes to: [email protected], JOB ID: CLMKT101

2 CCOs needed for Investment Boutique model businesses! NYC and NJ locations. Very prestigious financial services company in New York, expanding their global presence and compliance functions. Industry areas include Private Equity, Mutual Funds, Equities and Registered Investment Advisers. Expansion and a thriving funds and advisory business. Competitive comp: Base + short term incentive + long term incentive. Terrific boss and exposure to important business areas. Company has history of promotions and advancement. Resumes to: [email protected], JOB ID: CCO2

OUR EXCLUSIVE! Highly regarded investment management organization in Pennsylvania seeks an attorney with 8+ years of ’40 Act regulatory experience. Interview and relocation expenses paid by the client. Collaborative, team-oriented environment that recognizes quality individual performance - promotion potential for top performers! Competitive compensation and very generous benefits. Resumes in confidence to: [email protected], JOB ID: SFC505

Senior Corporate Counsel Director M&A Major Fortune 500 company seeks for their Dallas office a talented Senior Corporate Counsel (Director-level), 5 plus years of solid experience, for their growing and successful organization. The attorney will provide support for acquisitions, mergers, divestitures, equity investments and other sophisticated transactions with a particular focus on joint ventures. The hired counsel will work closely with senior leaders in all of the Compan...y’s businesses, as well the Legal Division, and will manage outside counsel. The attorney will be actively involved in all aspects of a sophisticated mergers and acquisitions transactional practice, including structuring transactions, performing due diligence, negotiations, drafting agreements and advising internal constituents, and will be called upon to identify issues, develop and evaluate alternatives, provide advice and implement solutions. Considered candidates will have excellent judgment, interpersonal, communication, and organizational skills and be able to balance attention to detail with big picture perspective and focus on execution. Additionally, the attorney in question must be able to perform well in a complex, matrixed environment, with the ability to lead, mentor, collaborate, teach and learn from others as well as being able to integrate contributions from multiple sources. You will need to have at least a solid 5 plus years of corporate experience having practiced at either a top company or law firm with solid corporate M&A experience. Joint venture experience is highly valued. Resumes to: [email protected] JOBID: JLTX9

ENERGY REGULATORY - Fortune 500 Energy Co. Major public energy company seeks an experienced Energy Counsel to join its regulatory affairs group handling state and federal matters related to the regulation of natural gas and electric energy matters. Responsibilities include representing the company in state and federal (FERC) administrative proceedings, preparation of regulatory filings, rate filings, advising senior management and other business departments in connection wit...h state and federal regulatory matters, and writing legal memoranda. RESUMES TO: [email protected] JOBID: WM132

Business Development Legal Professional Meridian Legal Search, a 40+ year successful legal recruiting firm seeks a Business Development Legal Professional to generate Temp Legal Assignments from law firms and corporations. ... Requirements: Minimum 2+ years related background. The ideal background would be someone doing business development now and is a high energy, competitive person. We would also consider a sales-oriented person with experience in: legal sales, temp staffing, perm placement or other related experience. ATTRACTIONS: Compensation-Potential to earn high income (six figures) at our established, 40+ year perm and temp staffing firm. Meridian is a well-known and trusted brand name in the legal industry with attorneys, corporations, law firms, human resources and administrators. We have a huge database of attorney, corporate and law firm contacts. Collegial atmosphere and supportive management. Low turnover and some who leave, return. Resumes in confidence to: [email protected] or call 212-354-9301. Joel Berger, President Meridian Legal Search JOBID: MLS05

Mutual Funds Counsel, NYC Successful global investment management firm seeks a Mutual Funds Counsel with 3+ years of experience. NYC location. ... Good team. Competitive compensation. Nice boss. POSITION: Report to the Chief Legal Officer and support all registered funds in the company’s fund complex and related distribution matters. Provide legal support for other product lines in the retail space, including 529 plans, managed (wrap) accounts and CITs and review and negotiation of contracts with fund intermediary and vendors. Work closely with senior management, handle regulatory issues, general legal matters and work closely with the compliance, operations and fund administration teams. Legal advice and support on issues relating to registered (open- and closed-end) funds, with particular emphasis on fund board material generation and review, relations with affiliated and unaffiliated sub-advisers, advisory and distribution contracts, product development, marketing and sales practices. Project management and coordination in all matters relating to the preparation of materials for board meetings. Draft organizational documents, board actions, investment management agreements and service contracts. Prepare and file initial and post-effective amendments to registration statements for funds and series thereof as well as all other required filings. Deliver legal advice with respect to review of sales literature for various entities and products. Liaise with Sales and other departments in connection with the negotiation and execution of dealer and servicing agreements with intermediary firms that make the company’s funds available on their platforms REQUIREMENTS: 3+ years of investment management industry experience, Detailed knowledge of the Investment Advisers Act of 1940, the Investment Company Act of 1940 and the Securities Act of 1933. Experience with mutual fund board relations, compliance, negotiating and drafting contracts and broker dealer issues. Resumes to: [email protected] JOBID: MFC909