Broker Dealer LLC

Former UBS Analyst Andrew Katz & Former PayPal Finance Exec Matthew Krueger Charged In Crypto Investor Fraud; Seaquake.io Scam US District Court 8:19-cv-02365-MSS-CPT (Source: Law360.com ) : Andrew Ross Katz aka Ross Katz, the co-Founder and CEO of Seaquake Inc., a purported digital asset infrastructure company and high-frequency trading enterprise and the principal of related entities Seaquake Managers LLC and Seaquake Partners, along with Seaquake’s Chief Financial Officer Matthew J. [ 1,597 more word ] http://brokerdealer.com//seaquake-scam-former-ubs-analyst/

Mischler Financial Group and strategic partner NYSE DMM GTS salute online lending platform LendingClub Corporation (NYSE:LC) for achieving 3 million members a...nd for celebrating this latest milestone by paying off the $40,000 loan taken out by its 3 millionth member, a U.S. Army veteran and law enforcement officer based in Far Rockaway, New York. The occasion was marked with LendingClub CEO Scott Sanborn and his team of company executives ringing the NYSE Opening Bell on Friday June 21 2019. See more

NYSE’s Top DMM GTS Takes Stake in Boutique Investment Bank Mischler Financial Group GTS and Veteran-Owned Mischler Financial Group Forge High-Tech, High-Touch Alliance to Serve Corporate Issuers, Investment Managers and Other Market Participants New York, NY November 19, 2018 GTS, the New York Stock Exchange’s largest Designated Market-Maker (DMM) and a leading electronic trading firm, and Mischler Financial Group, Inc. [ 534 more words ] http://brokerdealer.com//nyse-dmm-gts-making-markets-bett/

In Honor of Veterans Day and To Celebrate the 243rd Birthday of the US Marine Corps., Mischler Salutes OUR Marines: Managing Director, Public Finance Richard Ti...lghman (formerly USMC 1st Lt Rick Tilghman), Senior Capital Markets Analyst Jonathan Herrick (formerly, USMC Sgt. Jon Herrick) and Director, Portfolio Analysis Jason Klinghoffer, CFA (formerly US Marine Corporal Jason Klinghoffer) See more

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#NYSE DMM #GTS Securities Buys into #ETF space by acquiring crew from #CantorFitzgerald https://www.businesswire.com//GTS-Acquire-Cantor-Fitzgerald’s-ETF-Wholesale-Market

Newport Beach, CA & Stamford, CT November 1, 2018 Each year, Mischler Financial Group, Inc. (Mischler), the securities industry’s oldest investment bank and institutional brokerage owned and operated by service-disabled veterans, pledges a percentage of the firm’s profits to veteran and service-disabled veteran philanthropies as part of its annual Veterans Day charitable initiative. This year, Mischler is proud to announce that Army Ranger Lead The Way Fund will be the recipient of the Mischler 2018 Veterans Day Month pledge. [ 427 more words ] http://brokerdealer.com//minority-broker-dealer-makes-ann/

Class Action Lawsuit Against TD Ameritrade for taking Broker Rebates From Exchanges and HFT Firms "May Be Securities Fraud," Says Federal Judge; PFOF is Under the Gun, Again (Below re-published with permission fromt MarketsMuse.com)-- Broker Rebates, Payment-for-Order-Flow and Pay-to-Play have become synonymous with new world order in which exchanges, dark-pool operators and high-frequency trading (HFT) firms, (the so-called flashboys) dominate the world of stock trading. [ 387 more words ] http://brokerdealer.com//federal-judge-view-re-broker-reb/

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